Filing Details

Accession Number:
0001179110-12-007828
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-07 11:44:32
Reporting Period:
2012-05-04
Filing Date:
2012-05-07
Accepted Time:
2012-05-07 11:44:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1356576 Supernus Pharmaceuticals Inc SUPN Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1283887 B Michael Sheffery C/O Orbimed Advisors Llc,
601 Lexington Avenue, 54Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-04 1,668,472 $0.00 1,668,472 No 4 C Indirect By OrbiMed Private Investments II, LP
Common Stock Acquisiton 2012-05-04 624,710 $0.00 624,710 No 4 C Indirect By OrbiMed Private Investments II (QP), LP
Common Stock Acquisiton 2012-05-04 206,816 $0.00 206,816 No 4 C Indirect By UBS Juniper Crossover Fund, L.L.C.
Common Stock Acquisiton 2012-05-04 734,128 $5.00 2,402,600 No 4 P Indirect by OrbiMed Private Investments II LP
Common Stock Acquisiton 2012-05-04 274,873 $5.00 899,583 No 4 P Indirect By OrbiMed Private Investments II (QP), LP
Common Stock Acquisiton 2012-05-04 90,999 $5.00 297,815 No 4 P Indirect By UBS Juniper Crossover Fund, L.L.C
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By OrbiMed Private Investments II, LP
No 4 C Indirect By OrbiMed Private Investments II (QP), LP
No 4 C Indirect By UBS Juniper Crossover Fund, L.L.C.
No 4 P Indirect by OrbiMed Private Investments II LP
No 4 P Indirect By OrbiMed Private Investments II (QP), LP
No 4 P Indirect By UBS Juniper Crossover Fund, L.L.C
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2012-05-04 6,673,891 $0.00 1,668,472 $0.00
Common Stock Series A Preferred Stock Disposition 2012-05-04 2,498,842 $0.00 624,710 $0.00
Common Stock Series A Preferred Stock Disposition 2012-05-04 827,627 $0.00 206,816 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-12-22 No 4 C Indirect
0 2005-12-22 No 4 C Indirect
0 2005-12-22 No 4 C Indirect
Footnotes
  1. Each share of Series A Preferred Stock automatically converted into 0.25 shares of Common Stock (together the shares of Series A Preferred Stock and the shares of Common Stock, the "Shares") without payment of consideration upon the closing of the Issuer's initial public offering. Any fractional shares upon the conversion were paid out in cash. The shares of Series A Preferred Stock do not have an expiration date.
  2. Mr. Sheffery is a member of OrbiMed Advisors LLC, the managing member of OrbiMed Capital GP II LLC, which is the general partner of OrbiMed Private Investments II, LP and OrbiMed Private Investments II (QP), LP. Investment professionals employed by OrbiMed Advisors LLC manage UBS Juniper Crossover Fund, L.L.C.'s investment portfolio on behalf of UBS Juniper Management, L.L.C. Mr. Sheffery disclaims beneficial ownership of the Shares and this report shall not be deemed an admission that such reporting person is the beneficial owner of such Shares, except to the extent of his pecuniary interest, if any, in the Shares by virtue of his interest in OrbiMed Advisors LLC.