Filing Details

Accession Number:
0001247999-12-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-03 13:54:36
Reporting Period:
2012-05-01
Filing Date:
2012-05-03
Accepted Time:
2012-05-03 13:54:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1187520 Denali Fund Inc. DNY () 550799916
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246903 R Stewart Horejsi 200 South Santa Fe
Salina KS 67401
No No Yes No
1247999 Trust Ciciora L Susan 1029 West 3Rd Avenue, Suite 400
Anchorage AK 99503
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-01 100 $14.82 1,156,579 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The trustee of the Susan L. Ciciora Trust (the "Susan Trust") is Alaska Trust Company ("Alaska Trust"). Such trustee may be deemed to control the Susan Trust and may be deemed to possess indirect beneficial ownership of the Shares held by the Susan Trust. However, Alaska Trust does not vote or exercise dispositive authority over Shares held by the Susan Trust. Accordingly, Alaska Trust disclaims beneficial ownership of the Shares beneficially owned, directly or indirectly, by the Susan Trust.As a result of his advisory role with the Susan Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the Susan Trust. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the Susan Trust.
  2. Trusts affiliated with the Susan Trust, including the Lola Brown Trust No. 1B, the Mildred B. Horejsi Trust, and the Evergreen Trust, own an aggregate of 3,193,282 Shares of the Fund following these transactions.