Filing Details

Accession Number:
0001181431-12-027164
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-02 20:20:48
Reporting Period:
2012-04-30
Filing Date:
2012-05-02
Accepted Time:
2012-05-02 20:20:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1174266 Envivio Inc ENVI Radio & Tv Broadcasting & Communications Equipment (3663) 943353255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1038255 David R Spreng C/O Crescendo Ventures
600 Hansen Way
Palo Alto CA 94304
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-04-30 102,855 $0.00 452,653 No 4 C Indirect By Crescendo Holdings IV, LLC
Common Stock Acquisiton 2012-04-30 11,914 $0.00 110,324 No 4 C Indirect By Crescendo IV AG & Co. Beteiligungs KG
Common Stock Acquisiton 2012-04-30 118,011 $0.00 194,255 No 4 C Indirect By Crescendo IV Coinvestment Fund, LLC
Common Stock Acquisiton 2012-04-30 4,043 $0.00 10,616 No 4 C Indirect By Crescendo IV Entrepreneur Fund A, L.P.
Common Stock Acquisiton 2012-04-30 9,885 $0.00 26,153 No 4 C Indirect By Crescendo IV Entrepreneur Fund, L.P.
Common Stock Acquisiton 2012-04-30 652,086 $0.00 2,634,846 No 4 C Indirect By Crescendo IV, L.P.
Common Stock Disposition 2012-04-30 15,049 $8.37 437,604 No 4 S Indirect By Crescendo Holdings IV, LLC
Common Stock Disposition 2012-04-30 3,668 $8.37 106,656 No 4 S Indirect By Crescendo IV AG & Co. Beteiligungs KG
Common Stock Disposition 2012-04-30 6,453 $8.37 187,802 No 4 S Indirect By Crescendo IV Coinvestment Fund, LLC
Common Stock Disposition 2012-04-30 353 $8.37 10,263 No 4 S Indirect By Crescendo IV Entrepreneur Fund A, L.P.
Common Stock Disposition 2012-04-30 869 $8.37 25,284 No 4 S Indirect By Crescendo IV Entrepreneur Fund, L.P.
Common Stock Disposition 2012-04-30 87,635 $8.37 2,547,211 No 4 S Indirect By Crescendo IV, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Crescendo Holdings IV, LLC
No 4 C Indirect By Crescendo IV AG & Co. Beteiligungs KG
No 4 C Indirect By Crescendo IV Coinvestment Fund, LLC
No 4 C Indirect By Crescendo IV Entrepreneur Fund A, L.P.
No 4 C Indirect By Crescendo IV Entrepreneur Fund, L.P.
No 4 C Indirect By Crescendo IV, L.P.
No 4 S Indirect By Crescendo Holdings IV, LLC
No 4 S Indirect By Crescendo IV AG & Co. Beteiligungs KG
No 4 S Indirect By Crescendo IV Coinvestment Fund, LLC
No 4 S Indirect By Crescendo IV Entrepreneur Fund A, L.P.
No 4 S Indirect By Crescendo IV Entrepreneur Fund, L.P.
No 4 S Indirect By Crescendo IV, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series G2 Preferred Stock Disposition 2012-04-30 21,810 $0.00 21,810 $0.00
Common Stock Series G2 Preferred Stock Disposition 2012-04-30 4,217 $0.00 4,217 $0.00
Common Stock Series G2 Preferred Stock Disposition 2012-04-30 40,879 $0.00 40,879 $0.00
Common Stock Series G2 Preferred Stock Disposition 2012-04-30 1,431 $0.00 1,431 $0.00
Common Stock Series G2 Preferred Stock Disposition 2012-04-30 3,499 $0.00 3,499 $0.00
Common Stock Series G2 Preferred Stock Disposition 2012-04-30 231,701 $0.00 231,701 $0.00
Common Stock Series H2 Preferred Stock Disposition 2012-04-30 81,045 $0.00 81,045 $0.00
Common Stock Series H2 Preferred Stock Disposition 2012-04-30 7,697 $0.00 7,697 $0.00
Common Stock Series H2 Preferred Stock Disposition 2012-04-30 77,132 $0.00 77,132 $0.00
Common Stock Series H2 Preferred Stock Disposition 2012-04-30 2,612 $0.00 2,612 $0.00
Common Stock Series H2 Preferred Stock Disposition 2012-04-30 6,386 $0.00 6,386 $0.00
Common Stock Series H2 Preferred Stock Disposition 2012-04-30 420,385 $0.00 420,385 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series G2 and H2 Preferred Stock automatically converted into shares of common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.
  2. Consists of shares owned by Crescendo Holdings. Crescendo Ventures, as the Manager of Crescendo Holdings, may be deemed to beneficially own the shares owned by Crescendo Holdings. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo Holdings except to the extent of his or its pecuniary interest therein.
  3. Consists of shares owned by Crescendo KG. Crescendo GI, as the Managing Partner of Crescendo KG, may be deemed to beneficially own the shares owned by Crescendo KG. Mr Spreng and Crescendo GI disclaim beneficial ownership of the shares owned by Crescendo KG except to the extent of his or its pecuniary interest therein.
  4. Consists of shares owned by Crescendo Coinvestment. Mr Spreng as the Managing Member of Crescendo Coinvestment, may be deemed to beneficially own the shares owned by Crescendo Coinvestment. Mr Spreng disclaims beneficial ownership of the shares owned by Crescendo Coinvestment except to the extent of his or its pecuniary interest therein.
  5. Consists of shares owned by Crescendo EFA. Crescendo Ventures, as the General Partner of Crescendo EFA, may be deemed to beneficially own the shares owned by Crescendo EFA. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo EFA except to the extent of his or its pecuniary interest therein.
  6. Consists of shares owned by Crescendo EF. Crescendo Ventures, as the General Partner of Crescendo EF, may be deemed to beneficially own the shares owned by Crescendo EF. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo EF except to the extent of his or its pecuniary interest therein.
  7. Consists of shares owned by Crescendo IV. Crescendo Ventures, as the General Partner of Crescendo IV, may be deemed to beneficially own the shares owned by Crescendo IV. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo IV except to the extent of his or its pecuniary interest therein.