Filing Details

Accession Number:
0000919574-12-003006
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-02 17:20:28
Reporting Period:
2012-04-30
Filing Date:
2012-05-02
Accepted Time:
2012-05-02 17:20:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
314727 Handleman Co HDLM.PK Wholesale-Durable Goods, Nec (5099) 381242806
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1138996 S. Muoio & Co. Llc 509 Madison Avenue
Suite 406
New York NY 10022
No No Yes No
1231101 Sm L/s, L.p. C/o S. Muoio & Co. Llc
509 Madison Avenue, Suite 406
New York NY 10022
No No Yes No
1259267 Muoio Salvatore C/o S. Muoio & Co. Llc
509 Madison Avenue, Suite 406
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-04-30 500 $0.03 2,999,163 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,031,523 Indirect See footnote
Footnotes
  1. These securities are owned by SM L/S, L.P. ("SM L/S"), which is a reporting person. S. Muoio & Co. LLC ("SMC") serves as the general partner of SM L/S. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM L/S by virtue of SMC's position as general partner of SM L/S and Mr. Muoio's status as the managing member of SMC.
  2. These securities are held in the accounts of several investment partnerships and investment funds (collectively, the "Investment Vehicles") for which SMC serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of SMC's position as general partner or investment manager of the Investment Vehicles and Mr. Muoio's status as the managing member of SMC.