Filing Details

Accession Number:
0000091142-12-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-02 17:01:45
Reporting Period:
2012-05-01
Filing Date:
2012-05-02
Accepted Time:
2012-05-02 17:01:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236636 J John Kita A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Executive Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-01 5,700 $19.47 25,944 No 4 M Direct
Common Stock Acquisiton 2012-05-01 7,650 $25.84 33,594 No 4 M Direct
Common Stock Disposition 2012-05-01 50 $48.32 33,544 No 4 S Direct
Common Stock Disposition 2012-05-01 200 $48.32 33,344 No 4 S Direct
Common Stock Disposition 2012-05-01 1,100 $48.33 32,244 No 4 S Direct
Common Stock Disposition 2012-05-01 100 $48.33 32,144 No 4 S Direct
Common Stock Disposition 2012-05-01 400 $48.34 31,744 No 4 S Direct
Common Stock Disposition 2012-05-01 400 $48.35 31,344 No 4 S Direct
Common Stock Disposition 2012-05-01 800 $48.35 30,544 No 4 S Direct
Common Stock Disposition 2012-05-01 300 $48.35 30,244 No 4 S Direct
Common Stock Disposition 2012-05-01 1,000 $48.36 29,244 No 4 S Direct
Common Stock Disposition 2012-05-01 300 $48.36 28,944 No 4 S Direct
Common Stock Disposition 2012-05-01 100 $48.37 28,844 No 4 S Direct
Common Stock Disposition 2012-05-01 1,900 $48.38 26,944 No 4 S Direct
Common Stock Disposition 2012-05-01 112 $48.39 26,832 No 4 S Direct
Common Stock Disposition 2012-05-01 400 $48.40 26,432 No 4 S Direct
Common Stock Disposition 2012-05-01 500 $48.41 25,932 No 4 S Direct
Common Stock Disposition 2012-05-01 200 $48.42 25,732 No 4 S Direct
Common Stock Disposition 2012-05-01 100 $48.42 25,632 No 4 S Direct
Common Stock Disposition 2012-05-01 100 $48.43 25,532 No 4 S Direct
Common Stock Disposition 2012-05-01 200 $48.48 25,332 No 4 S Direct
Common Stock Disposition 2012-05-01 100 $48.50 25,232 No 4 S Direct
Common Stock Disposition 2012-05-01 300 $48.53 24,932 No 4 S Direct
Common Stock Disposition 2012-05-01 700 $48.58 24,232 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-05-01 5,700 $0.00 5,700 $19.47
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-05-01 7,650 $0.00 7,650 $25.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
63,600 2006-10-11 2015-10-11 No 4 M Direct
55,950 2008-02-09 2017-02-09 No 4 M Direct
Footnotes
  1. The employee stock option were granted on 10/11/2005, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.
  2. The employee stock options were granted on 02/09/2007, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.