Filing Details

Accession Number:
0001206774-12-001778
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-04-30 19:54:45
Reporting Period:
2012-04-27
Filing Date:
2012-04-30
Accepted Time:
2012-04-30 19:54:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122342 Alliance Fiber Optic Products Inc AFOP Semiconductors & Related Devices (3674) 770554122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254090 Shin Wei Tsay C/O Alliance Fiber Optic Products, Inc.
275 Gibraltar Drive
Sunnyvale CA 94089
Senior Vp, Product Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-04-27 500 $8.80 8,537 No 4 S Direct
Common Stock Disposition 2012-04-27 400 $8.83 8,137 No 4 S Direct
Common Stock Disposition 2012-04-27 200 $8.85 7,937 No 4 S Direct
Common Stock Disposition 2012-04-27 500 $8.86 7,437 No 4 S Direct
Common Stock Disposition 2012-04-27 400 $8.87 7,037 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to buy) Acquisiton 2012-04-27 20,000 $7.80 2,000 $7.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,037 2004-10-01 2013-12-29 No 4 M Direct
Footnotes
  1. The total 20,000 shares of common stock were granted on December 29, 2003 and vest in four equal installments beginning on October 1, 2003
  2. Share amounts and exercise price reflect a 1-for-5 reverse split of the common stock effected on August 27, 2010.