Filing Details
- Accession Number:
- 0000950142-12-001009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-26 21:24:22
- Reporting Period:
- 2012-04-24
- Filing Date:
- 2012-04-26
- Accepted Time:
- 2012-04-26 21:24:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297989 | Exlservice Holdings Inc. | EXLS | Services-Business Services, Nec (7389) | 820572194 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1373628 | Vikram Talwar | 280 Park Avenue New York NY 10017 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-04-24 | 36,734 | $8.75 | 74,234 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2012-04-24 | 36,734 | $27.78 | 37,500 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-04-25 | 53,081 | $8.75 | 90,581 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2012-04-25 | 53,081 | $27.77 | 37,500 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-04-25 | 149,871 | $16.96 | 187,371 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2012-04-25 | 149,871 | $27.77 | 37,500 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-04-26 | 129 | $16.96 | 37,629 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2012-04-26 | 129 | $27.80 | 37,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2012-04-24 | 36,734 | $0.00 | 36,734 | $8.75 |
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2012-04-25 | 53,081 | $0.00 | 53,081 | $8.75 |
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2012-04-25 | 149,871 | $0.00 | 149,871 | $16.96 |
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2012-04-26 | 129 | $0.00 | 129 | $16.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 102,181 | 2019-02-10 | No | 4 | M | Direct | |
| 49,100 | 2019-02-10 | No | 4 | M | Direct | |
| 129 | 2018-01-23 | No | 4 | M | Direct | |
| 0 | 2018-01-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | 603,880 | Indirect | See footnote |
| Common Stock, Par Value $0.001 Per Share | 130,223 | Indirect | See Footnote |
Footnotes
- On April 24, 2012, the reporting person exercised previously issued options to purchase an aggregate of 36,734 shares of common stock of ExlService Holdings, Inc.
- Owned by Vikram Talwar.
- This sale was made pursuant to a 10b5-1 plan previously entered into by the Talwar 1994 Trust (the "Trust").
- This transaction was executed in multiple trades at prices ranging from $27.75 to $27.885 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- On April 25, 2012, the reporting person exercised previously issued options to purchase an aggregate of 202,952 shares of common stock of ExlService Holdings, Inc.
- This transaction was executed in multiple trades at prices ranging from $27.75 to $27.95 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- On April 26, 2012, the reporting person exercised previously issued options to purchase an aggregate of 129 shares of common stock of ExlService Holdings, Inc
- Owned by the Trust.
- Owned by the Vikram Talwar 2009 Grantor Retained Annuity Trust.
- 53,081 shares of these options are vested and exercisable, and the balance of 49,100 options will vest on February 10, 2013.
- Reflects an adjustment to shares previously reported on April 23, 2012.
- 49,100 options will vest and become exercisable on February 10, 2013.
- 129 of these options are currently vested and exercisable.
- The options vested in multiple installments, with the final installment vesting on January 23, 2012.
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