Filing Details
- Accession Number:
- 0001209191-12-022856
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-12 13:09:24
- Reporting Period:
- 2012-04-11
- Filing Date:
- 2012-04-12
- Accepted Time:
- 2012-04-12 13:09:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 876343 | Biotime Inc | BTX | Biological Products, (No Disgnostic Substances) (2836) | 943127919 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1470741 | Pedro Lichtinger | 10110 Sorrento Valley Road Suite C San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Acquisiton | 2012-04-11 | 6,250 | $3.98 | 6,250 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Purchase Common Shares | $5.13 | 2016-06-30 | 20,000 | 20,000 | Direct | |
| Common Shares | Option to Purchase Common Shares | $5.45 | 2015-08-09 | 20,000 | 20,000 | Direct | |
| Common Shares | Option to Purchase Common Shares | $3.45 | 2014-08-10 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-06-30 | 20,000 | 20,000 | Direct |
| 2015-08-09 | 20,000 | 20,000 | Direct |
| 2014-08-10 | 20,000 | 20,000 | Direct |
Footnotes
- The price of $3.976 per share represents a weighted average of prices ranging from $3.975 to $3.98 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- Does not include shares that may be acquired upon the exercise of certain stock options.
- 5,000 options became exercisable on September 30, 2011; December 31, 2011; and March 31, 2012. The remaining 5,000 options will become exercisable on June 30, 2012 based upon continued service on the board of directors.
- 5,000 options became exercisable on September 30, 2010; December 31, 2010; March 31, 2011; and June 30, 2011.
- 5,000 options became exercisable on September 30, 2009; December 31, 2009; March 31, 2010; and June 30, 2010.
Billionaire Hedge Funds
