Filing Details

Accession Number:
0001209191-12-022585
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-04-10 09:51:40
Reporting Period:
2012-04-09
Filing Date:
2012-04-10
Accepted Time:
2012-04-10 09:51:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397911 Lpl Investment Holdings Inc. LPLA Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 203717839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1487486 Jonathan Eaton C/o Lpl Investment Holdings Inc.
One Beacon Street
Boston MA 02108
Md, Custom Clearing Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-04-09 1,250 $37.44 200,359 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.23 to $37.79, inclusive. The reporting person undertakes to provide to LPL Investment Holdings Inc., any security holder of LPL Investment Holdings Inc., or the staff of the Securities and Exchange Commission, uipon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.