Filing Details

Accession Number:
0001144204-12-017155
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-26 16:49:45
Reporting Period:
2012-03-22
Filing Date:
2012-03-26
Accepted Time:
2012-03-26 16:49:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368765 Umami Sustainable Seafood Inc. UMAM.OB Fishing, Hunting And Trapping (900) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1487791 Valur Oli Steindorsson C/O Umami Sustainable Seafood Inc.,
1230 Columbia Street, Suite 440
San Diego CA 92101
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-22 2,000,000 $2.00 35,380,000 No 4 P Indirect See footnote
Common Stock Acquisiton 2012-03-22 5,000,000 $2.80 40,380,000 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. Consists of (i) 32,000,000 shares owned by Atlantis Group hf of which the Reporting Person may be deemed a control person; (ii) 400,000 shares held by Aur Capital Inc. of which the Reporting Person may be deemed a control person; and (iii) 2,980,000 shares held by Aurora Investments Ltd. of which the Reporting Person may be deemed a control person.
  2. Consists of (i) 37,000,000 shares owned by Atlantis Group hf of which the Reporting Person may be deemed a control person; (ii) 400,000 shares held by Aur Capital Inc. of which the Reporting Person may be deemed a control person; and (iii) 2,980,000 shares held by Aurora Investments Ltd. of which the Reporting Person may be deemed a control person.