Filing Details
- Accession Number:
- 0001209191-12-019889
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-26 16:21:19
- Reporting Period:
- 2012-03-23
- Filing Date:
- 2012-03-26
- Accepted Time:
- 2012-03-26 16:21:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172480 | Santarus Inc | SNTS | Pharmaceutical Preparations (2834) | 330734433 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1281905 | A Julie Meules De | Santarus, Inc. 3721 Valley Centre Drive #400 San Diego CA 92130 | Sr. Vp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-23 | 29,779 | $1.18 | 34,488 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-03-23 | 61,221 | $2.36 | 95,709 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-03-23 | 7,000 | $2.36 | 102,709 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-23 | 98,000 | $5.50 | 4,709 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2012-03-23 | 29,779 | $0.00 | 29,779 | $1.18 |
| Common Stock | Stock Options (right to buy) | Disposition | 2012-03-23 | 61,221 | $0.00 | 61,221 | $2.36 |
| Common Stock | Stock Options (right to buy) | Disposition | 2012-03-23 | 7,000 | $0.00 | 7,000 | $2.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 82,721 | 2009-03-16 | 2019-03-16 | No | 4 | M | Direct |
| 44,404 | 2008-03-13 | 2018-03-13 | No | 4 | M | Direct |
| 13,000 | 2008-03-13 | 2018-03-13 | No | 4 | M | Direct |
Footnotes
- These exercises and this sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2010.
- Includes the following shares acquired by the reporting person under the Santarus, Inc. Employee Stock Purchase Plan: 588 shares on 11/30/04; 1,924 shares on 5/31/05; 868 shares on 11/30/05; 901 shares on 5/31/06; and 428 shares on 5/31/07.
- Not applicable to this transaction.
- 20,000 shares of the original 40,000 share option grant did not vest because the performance target was not achieved.
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