Filing Details
- Accession Number:
- 0001209191-12-019575
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-22 16:23:36
- Reporting Period:
- 2012-03-21
- Filing Date:
- 2012-03-22
- Accepted Time:
- 2012-03-22 16:23:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172480 | Santarus Inc | SNTS | Pharmaceutical Preparations (2834) | 330734433 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1024004 | F David Hale | C/O Santarus, Inc. 3721 Valley Centre Drive #400 San Diego CA 92130 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-21 | 11,428 | $0.88 | 142,167 | No | 4 | M | Indirect | By Family Trust |
| Common Stock | Acquisiton | 2012-03-21 | 4,285 | $1.23 | 146,452 | No | 4 | M | Indirect | By Family Trust |
| Common Stock | Acquisiton | 2012-03-21 | 32,000 | $1.18 | 178,452 | No | 4 | M | Indirect | By Family Trust |
| Common Stock | Acquisiton | 2012-03-21 | 42,000 | $2.38 | 220,452 | No | 4 | M | Indirect | By Family Trust |
| Common Stock | Acquisiton | 2012-03-21 | 1,221 | $5.34 | 1,221 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-03-21 | 5,779 | $5.34 | 7,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-03-21 | 1,000 | $5.35 | 8,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-03-21 | 1,000 | $5.35 | 9,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-03-21 | 2,000 | $5.34 | 11,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-03-21 | 1,000 | $5.34 | 12,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-03-21 | 4,000 | $5.35 | 16,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-03-21 | 2,000 | $5.34 | 18,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Family Trust |
| No | 4 | M | Indirect | By Family Trust |
| No | 4 | M | Indirect | By Family Trust |
| No | 4 | M | Indirect | By Family Trust |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2012-03-21 | 11,428 | $0.00 | 11,428 | $0.88 |
| Common Stock | Stock Options (right to buy) | Disposition | 2012-03-21 | 4,285 | $0.00 | 4,285 | $1.23 |
| Common Stock | Stock Options (right to buy) | Disposition | 2012-03-21 | 32,000 | $0.00 | 32,000 | $1.18 |
| Common Stock | Stock Options (right to buy) | Disposition | 2012-03-21 | 42,000 | $0.00 | 42,000 | $2.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-05-22 | 2013-05-22 | No | 4 | M | Indirect |
| 0 | 2003-07-30 | 2013-07-30 | No | 4 | M | Indirect |
| 0 | 2009-03-16 | 2019-03-16 | No | 4 | M | Indirect |
| 0 | 2009-06-11 | 2019-06-11 | No | 4 | M | Indirect |
Footnotes
- By Hale Family Trust dated February 10, 1986.
- Not applicable to this transaction.
- By Hale Family Trust dated February 10, 1986. Previously held directly by the Reporting Person and were transferred and now held indirectly through Hale Family Trust dated February 10, 1986.
Billionaire Hedge Funds
