Filing Details

Accession Number:
0001181431-12-017931
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-16 14:21:06
Reporting Period:
2012-03-07
Filing Date:
2012-03-16
Accepted Time:
2012-03-16 14:21:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1084817 Responsys Inc MKTG Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1078748 B William Elmore C/O Foundation Capital
250 Middlefield Road
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-03-07 15,331 $10.33 17,000 No 4 S Indirect By Elmore Family Investments, LP
Common Stock Disposition 2012-03-08 17,000 $10.27 0 No 4 S Indirect By Elmore Family Investments, LP
Common Stock Disposition 2012-03-14 33,843 $10.03 0 No 4 S Indirect By William Elmore Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Elmore Family Investments, LP
No 4 S Indirect By Elmore Family Investments, LP
No 4 S Indirect By William Elmore Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,326,192 Indirect By Foundation Capital II, LP
Common Stock 2,276,856 Indirect By Foundation Capital Leadership Fund, LP
Common Stock 497,197 Indirect By Foundation Capital II Entrepreneurs Fund, LLC
Common Stock 248,599 Indirect By Foundation Capital II Principlas Fund, LLC
Common Stock 76,713 Indirect By Foundation Capital Leadership Principals Fund, LLC
Footnotes
  1. On 03/07/2012, Elmore Family Investments, L.P. sold 15,331 shares of stock. William Elmore is a General Partner of Elmore Family Investments, L.P. and may be deemed to share voting and investment power over the shares owned by Elmore Family Investments, L.P. Mr. Elmore disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
  2. Foundation Capital Management Co. II, LLC ("FC2M") serves as the sole Manager of Foundation Capital II, L.P. ("FC2"), Foundation Capital II Entrepreneurs Fund, LLC ("FC2E"), and Foundation Capital II Principals Fund, LLC ("FC2P"). James Anderson, William Elmore, Kathryn Gould, Paul Koontz and Mike Schuh are Managing Members of FC2M. FC2M exercises sole voting and investment power over the shares owned by FC2, FC2E, and FC2P. As Managing Members of FC2M, Ms. Gould and Mssrs. Anderson, Elmore, Koontz and Schuh may be deemed to share voting and investment power over the shares owned by FC2, FC2E, and FC2P. Each of the Managing Members of FC2M disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.
  3. FC Leadership Management Co., LLC ("FCLM") serves as the sole Manager of Foundation Capital Leadership Fund, L.P. ("FCL") and Foundation Capital Leadership Principals Fund, LLC ("FCLP"). William Elmore, Kathryn Gould, Paul Koontz, and Mike Schuh are Managing Members of FCLM. FCLM exercises sole voting and investment power over the shares owned by FCL and FCLP. As Managing Members of FCLM, Ms. Gould and Mssrs. Elmore, Koontz and Schuh may be deemed to share voting and investment power over the shares owned by FCL and FCLP. Each of the Managing Members of FCLM disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.
  4. Shares held by William Elmore as trustee of the William Elmore Revocable Trust.
  5. Shares owned by Elmore Family Investments, L.P. Mr. Elmore is a General Partner of Elmore Family Investments, L.P. and may be deemed to share voting and investment power over the shares owned by Elmore Family Investments, L.P. Mr. Elmore disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
  6. On 03/08/2012, Elmore Family Investments, L.P. sold 17,000 shares of stock. William Elmore is a General Partner of Elmore Family Investments, L.P. and may be deemed to share voting and investment power over the shares owned by Elmore Family Investments, L.P. Mr. Elmore disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
  7. On 03/14/2012, the William Elmore Revocable Trust sold 33,843 shares of stock.