Filing Details

Accession Number:
0001104659-12-018672
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-15 18:28:39
Reporting Period:
2012-03-13
Filing Date:
2012-03-15
Accepted Time:
2012-03-15 18:28:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1315695 Rockwood Holdings Inc. ROC Chemicals & Allied Products (2800) 522277366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334630 Thomas Riordan C/O Rockwood Holdings, Inc.
100 Overlook Center
Princeton NJ 08540
Sen. Vp, Law & Administration No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2012-03-13 29,536 $9.18 135,466 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2012-03-13 29,536 $50.76 105,930 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock Options (right to buy) Disposition 2012-03-13 29,536 $0.00 29,536 $9.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-12-12 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at share prices ranging from $50.70 to $51.0017. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. These time-based options were granted on December 12, 2008 and vested in three equal annual installments beginning on December 31, 2009.