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Home > Insider Trading > Filing (0001140361-12-016001)

Filing Details

Accession Number:: 0001140361-12-016001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-03-15 17:18:22
Reporting Period:: 2012-03-13

Filing Date:: 2012-03-15
Accepted Time:: 2012-03-15 17:18:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1063494	Kbw Inc.	KBW	Security Brokers, Dealers & Flotation Companies (6211)	134055775

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1380488	G John Duffy	C/O Kbw Inc. 787 Seventh Ave. New York NY 10019	Director, Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2012-03-13	10,000	$16.83	635,136	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2012-03-15	10,000	$17.87	625,136	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct