Filing Details
- Accession Number:
- 0001203311-12-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-15 16:37:00
- Reporting Period:
- 2012-03-13
- Filing Date:
- 2012-03-15
- Accepted Time:
- 2012-03-15 16:37:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202786 | Morris Rosenberg | 21823 30Th Drive Se Bothell WA 98021 | Evp, Process Sciences | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-13 | 8,750 | $3.30 | 26,393 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-13 | 8,750 | $18.59 | 17,643 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-13 | 7,813 | $10.33 | 25,456 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-13 | 7,813 | $18.59 | 17,643 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-13 | 7,187 | $10.33 | 24,830 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-13 | 7,187 | $18.59 | 17,643 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-13 | 9,315 | $6.74 | 26,958 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-13 | 9,315 | $18.59 | 17,643 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-03-13 | 36,561 | $6.06 | 54,204 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-13 | 36,561 | $18.59 | 17,643 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-03-13 | 7,813 | $0.00 | 7,813 | $10.33 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-13 | 8,750 | $0.00 | 8,750 | $3.30 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-13 | 36,561 | $0.00 | 36,561 | $6.06 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-13 | 9,315 | $0.00 | 9,315 | $6.74 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-13 | 7,187 | $0.00 | 7,187 | $10.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-30 | No | 4 | M | Direct | |
| 0 | 2013-01-31 | No | 4 | M | Direct | |
| 0 | 2014-10-29 | No | 4 | M | Direct | |
| 0 | 2014-08-20 | No | 4 | M | Direct | |
| 0 | 2014-01-30 | No | 4 | M | Direct |
Footnotes
- $18.5875 represents an average price per share for the shares sold on March 13, 2012. The sell price for shares sold on this day ranged from $18.50 to $18.82.
- Amount of securities beneficially owned following reported transactions includes 17,643 Restricted Stock Units subject to vesting.
- Shares shall vest at a rate of 25% on January 30, 2005 and monthly thereafter until all shares are fully vested on January 30, 2008.
- 25% of the shares vested on 1/31/04. The remainder vested monthly thereafter until all shares were fully vested on 1/31/07.
- Shares shall vest at a rate of 25% on 10/16/05 and monthly thereafter until all the shares are fully vested on 10/16/08.
- Shares shall vest at a rate of 25% on 8/20/05 and monthly thereafter until all shares are fully vested 8/20/08.
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