Filing Details
- Accession Number:
- 0001181431-12-017527
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-14 21:53:18
- Reporting Period:
- 2012-03-12
- Filing Date:
- 2012-03-14
- Accepted Time:
- 2012-03-14 21:53:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896842 | Orchard Supply Hardware Stores Corp | OSH | Retail-Building Materials, Hardware, Garden Supply (5200) | 954214109 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
860585 | /Ct P L Partners Rbs | 200 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No | |
923727 | Esl Partners, L.p. | 200 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No | |
1126396 | Esl Investments Inc | 200 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No | |
1183200 | S Edward Lampert | 200 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No |
Transaction Summary
Sold: | 4,374 shares | Avg. Price: $24.26 | Total Value: $106,101.57 |
Number of Shares After Transactions: | 770,338 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2012-03-12 | 2,205 | $24.39 | 1,718,872 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2012-03-12 | 168 | $24.39 | 770,480 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2012-03-13 | 1,859 | $24.10 | 1,717,013 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2012-03-13 | 142 | $24.10 | 770,338 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series A Preferred Stock | 1,721,077 | Indirect | See Footnotes |
Series A Preferred Stock | 770,648 | Direct | |
Class A Common Stock | 462 | Indirect | See Footnotes |
Series A Preferred Stock | 462 | Indirect | See Footnotes |
Class A Common Stock | 33 | Indirect | See Footnotes |
Series A Preferred Stock | 33 | Indirect | See Footnotes |
Footnotes
- This price represents the approximate weighted average price per share of common stock of Orchard Supply Hardware Stores Corporation (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $24.30 to $24.56 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- These securities are held by ESL Partners, L.P. ("Partners").
- This total includes 3,521 shares that were transferred on January 3, 2012 from a grantor retained annuity trust of which Mr. Lampert was the trustee.
- These securities are held by Mr. Lampert.
- This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $24.00 to $24.54 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- These securities are held by ESL Institutional Partners, L.P. ("Institutional").
- These securities are held by CRK Partners, LLC ("CRK").
- This Form 4 is filed on behalf of Mr. Lampert, ESL Investments, Inc. ("Investments"), RBS Partners, L.P. ("RBS") and Partners. RBS is the general partner of Partners. RBS Investment Management, L.L.C. ("RBSIM") is the general partner of Institutional. Investments is the general partner of RBS and the sole member of CRK and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.