Filing Details
- Accession Number:
- 0001181431-12-017045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-13 21:09:32
- Reporting Period:
- 2012-03-09
- Filing Date:
- 2012-03-13
- Accepted Time:
- 2012-03-13 21:09:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489669 | Joseph Arezone | C/O Faro Technologies Inc. 250 Technology Park Lake Mary FL 32746 | Svp, Asia Pacific Region | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-09 | 834 | $13.04 | 2,493 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-03-09 | 1,940 | $24.30 | 4,433 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-03-09 | 1,766 | $35.90 | 6,199 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-03-12 | 2,405 | $53.50 | 3,794 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-03-13 | 2,488 | $53.64 | 1,306 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-09 | 834 | $0.00 | 834 | $13.04 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-09 | 1,940 | $0.00 | 1,940 | $24.30 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-03-09 | 1,766 | $0.00 | 1,766 | $35.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-04 | No | 4 | M | Direct | |
| 1,940 | 2017-03-01 | No | 4 | M | Direct | |
| 3,533 | 2018-02-25 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average sale price. The range of prices for such transaction is $53.60-$53.71. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The option became vested as to 834 options on 3/12/10, 833 options on 03/12/11, and 833 options on 3/12/12.
- The option became vested as to 1,939 options on 03/01/11 and 1,940 options on 03/01/12. 1,940 options will vest on 03/01/13.
- The option became vested as to 1,766 options on 02/25/12. 1,766 options will vest on 02/25/13 and 1,767 options will vest on 02/25/13.
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