Filing Details

Accession Number:
0000874214-12-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-13 12:58:17
Reporting Period:
2012-03-09
Filing Date:
2012-03-13
Accepted Time:
2012-03-13 12:58:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874214 Ann Inc. ANN Retail-Women's Clothing Stores (5621) 133499319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1159598 Barbara Eisenberg C/O Ann Inc.
7 Times Square
New York NY 10036
Evp/General Counsel/Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-09 8,333 $14.08 40,761 No 4 M Direct
Common Stock Disposition 2012-03-09 8,333 $28.00 32,428 No 4 S Direct
Common Stock Disposition 2012-03-10 2,699 $27.41 29,729 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-03-09 8,333 $0.00 8,333 $14.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,334 2019-09-01 No 4 M Direct
Footnotes
  1. Includes holdings of approximately 6,662 shares in the Company's Associate Discount Stock Purchase Plan.
  2. 1/3 of the option vested on September 1, 2010, 1/3 on September 1, 2011 and the remainder will vest on September 1, 2012