Filing Details

Accession Number:
0000768835-12-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-08 17:34:13
Reporting Period:
2012-03-06
Filing Date:
2012-03-08
Accepted Time:
2012-03-08 17:34:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
768835 Big Lots Inc BIG Retail-Variety Stores (5331) 061119097
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1271897 Charles John Martin 300 Phillipi Road
Columbus OH 43228
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-06 30,000 $0.00 70,000 No 4 A Direct
Common Stock Acquisiton 2012-03-08 7,500 $28.73 77,500 No 4 M Direct
Common Stock Acquisiton 2012-03-08 18,750 $21.06 96,250 No 4 M Direct
Common Stock Acquisiton 2012-03-08 18,750 $17.47 115,000 No 4 M Direct
Common Stock Acquisiton 2012-03-08 20,000 $35.92 135,000 No 4 M Direct
Common Stock Acquisiton 2012-03-08 8,750 $41.12 143,750 No 4 M Direct
Common Stock Disposition 2012-03-08 73,750 $45.00 70,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Purchase Option Acquisiton 2012-03-06 40,000 $0.00 40,000 $43.85
Common Stock Stock Purchase Option Disposition 2012-03-08 7,500 $0.00 7,500 $28.73
Common Stock Stock Purchase Option Disposition 2012-03-08 18,750 $0.00 18,750 $21.06
Common Stock Stock Purchase Option Disposition 2012-03-08 18,750 $0.00 18,750 $17.47
Common Stock Stock Purchase Option Disposition 2012-03-08 20,000 $0.00 20,000 $35.92
Common Stock Stock Purchase Option Disposition 2012-03-08 8,750 $0.00 8,750 $41.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2019-03-06 No 4 A Direct
0 2011-03-13 2014-03-13 No 4 M Direct
0 2012-03-07 2015-03-07 No 4 M Direct
9,375 2016-03-06 No 4 M Direct
20,000 2017-03-05 No 4 M Direct
26,250 2018-03-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 450 Indirect By 401(k) Plan
Footnotes
  1. The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $45.00 to $45.07. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
  2. Common stock held under the Big Lots Savings Plan ("401 (k) Plan"). This information is based on a 401 (k) Plan report dated March 6, 2012.
  3. The Stock Purchase Option vests in four equal annual installments beginning on March 6, 2013.
  4. The date upon which this Stock Purchase Option became fully exercisable.
  5. The Stock Purchase Option vests in four equal annual installments beginning on March 6, 2010.
  6. The Stock Purchase Option vests in four equal annual installments beginning on March 5, 2011.
  7. The Stock Purchase Option vests in four equal annual installments beginning on March 7, 2012.