Filing Details

Accession Number:
0001181431-12-014883
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-06 18:17:03
Reporting Period:
2012-03-02
Filing Date:
2012-03-06
Accepted Time:
2012-03-06 18:17:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
29669 Rr Donnelley & Sons Co RRD Commercial Printing (2750) 361004130
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1408602 L. Daniel Knotts C/O Rr Donnelley
111 S. Wacker Drive
Chicago IL 60606
Group President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock (Withholding For Tax Liability) Disposition 2012-03-02 14,251 $13.23 281,643 No 4 F Direct
Common Stock Acquisiton 2012-03-02 74,000 $0.00 355,643 No 4 A Direct
Common Stock Acquisiton 2012-03-02 109,060 $7.09 464,703 No 4 M Direct
Common Stock Disposition 2012-03-02 109,060 $13.29 355,643 No 4 S Direct
Common Stock Disposition 2012-03-05 12,853 $13.02 342,790 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Share Unit Acquisiton 2012-03-02 38,000 $0.00 38,000 $0.00
Common Stock Employee Stock Option (right to buy) Acquisiton 2012-03-02 58,000 $0.00 58,000 $13.24
Common Stock Employee Stock Option (right to buy) Disposition 2012-03-05 109,060 $0.00 109,060 $7.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,000 2014-12-31 No 4 A Direct
58,000 2022-03-01 No 4 A Direct
54,530 2019-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25 Indirect By Son
Footnotes
  1. Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
  2. Company granted restricted stock units (RSUs) issued pursuant to Rule 16b-3 Plan. The RSUs vest in four equal annual installments beginning on March 2, 2013.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in December 2011.
  4. The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $13.20 to $13.62 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
  5. The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $12.92 to $13.13 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
  6. Includes 146,823 shares held directly, 1,202 shares held jointly with Mr. Knott's spouse, 135 shares held through dividend reinvestment plan and 194,630 restricted stock units.
  7. Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock. The PSUs are earned by acheiving a target level of performance measured against calculated cash flow targets during a three-year performance period beginning January 1, 2012 and ending December 31, 2014. Awards can range from 50% of the PSUs if the threshold is met up to a target of 100% of the PSUs if performance meets the specified levels. The amount reported above reflects the target amount of PSUs.
  8. Company granted performance share units issued pursuant to Rule 16b-3 Plan.
  9. The option vests in four equal annual installments beginning on March 2, 2013.
  10. Company granted option issued pursuant to Rule 16b-3 Plan.
  11. The option, representing a right to purchase a total of 218,120, vests in four equal annual installments beginning on March 2, 2010.