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Filing Details

Accession Number:: 0001181431-12-014823
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-03-06 17:13:44
Reporting Period:: 2012-02-27

Filing Date:: 2012-03-06
Accepted Time:: 2012-03-06 17:13:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1279695	Universal Biosensors Inc	UBI	Surgical & Medical Instruments & Apparatus (3841)	980424072

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1397489	Alastair Hodges	1 Corporate Avenue Rowville Victoria C3 3178	Chief Scientist	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-02-27	1,000,000	$0.73	2,059,085	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$0.00	2018-11-17	25,000	25,000	Direct
Common Stock	Stock Option (Right to Buy)	$0.00	2017-11-10	25,000	25,000	Direct
Common Stock	Stock Option (Right to Buy)	$1.72	2019-11-09	100,000	100,000	Direct
Common Stock	Stock Option (Right to Buy)	$0.00	2019-06-28	105,000	105,000	Direct
Common Stock	Stock Option (Right to Buy)	$0.00	2019-05-14	16,667	16,667	Direct
Common Stock	Stock Option (Right to Buy)	$0.89	2018-03-16	100,000	100,000	Direct
Common Stock	Stock Option (Right to Buy)	$0.22	2013-12-30	768,448	768,448	Direct
Common Stock	Stock Option (Right to Buy)	$0.26	2015-12-31	36,248	36,248	Direct
Common Stock	Stock Option (Right to Buy)	$1.18	2017-03-22	36,000	36,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-11-17	25,000	25,000	Direct
2017-11-10	25,000	25,000	Direct
2019-11-09	100,000	100,000	Direct
2019-06-28	105,000	105,000	Direct
2019-05-14	16,667	16,667	Direct
2018-03-16	100,000	100,000	Direct
2013-12-30	768,448	768,448	Direct
2015-12-31	36,248	36,248	Direct
2017-03-22	36,000	36,000	Direct

Footnotes

The exercise prices reported are stated in Australian dollars.
8,333 stock options vest and become exercisable on 12/31/2012, 8,333 stock options vest and become exercisable on 12/31/2013, and 8,334 stock options vest and become exercisable on 12/31/2014.
8,333 stock options vested and became exercisable on 12/31/2011, 8,333 stock options vest and become exercisable on 12/31/2012, and 8,334 stock options vest and become exercisable on 12/31/2013
1/3 of the stock options vested and became exercisable on 12/31/10, 1/3 of the stock options vested and became exercisable on 12/31/11 and the remaining stock options vest and become exercisable on 12/31/12.
10,000 stock options vested and became exercisable on 12/31/10, 21,666 stock options vested and became exercisable on 12/31/11, 35,000 stock options vest and become exercisable on 12/31/12, 25,000 stock options vest and become exercisable on 12/31/13, and 13,334 stock options vest and become exercisable on 12/31/14.
8,333 stock options vested and became exercisable on 12/31/2009 and were exercised on February 10, 2010. 8,333 stock options vested and became exercisable on 12/31/2010 and the remaining stock options vested and became exercisable on 12/31/11.
1/3 of the stock options vested and became exercisable on 12/31/08. 1/3 of the stock options vested and became exercisable on 12/31/09. The remaining stock options vested and became exercisable on 12/31/10.
The stock options vested and became exercisable in three equal tranches on 12/31/04, 12/31/05, and 12/31/06.
1/3 of the stock options vested and became exercisable on 01/01/07; 1/3 of the stock options vested and became exercisable on 01/01/08, and the remaining stock options vested and became exercisable on 01/01/09.
The stock options vested and became exercisable in three equal tranches on 12/31/07, 12/31/08, and 12/31/09.