Filing Details

Accession Number:
0001209191-12-015992
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-06 12:06:15
Reporting Period:
2012-03-06
Filing Date:
2012-03-06
Accepted Time:
2012-03-06 12:06:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921183 Hmn Financial Inc HMNF Savings Institution, Federally Chartered (6035) 411777397
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184971 J Michael Fogarty 1016 Civic Center Dr Nw
Rochester MN 55901
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-06 1,000 $1.99 2,000 No 4 P Indirect Joy Fogarty Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Joy Fogarty Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,000 Indirect Michael J. Fogarty IRA/SEP
Common Stock 1,500 Indirect Michael J. Fogarty Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Buy $16.25 2003-04-23 2012-04-23 3,000 3,000 Direct
Common Stock Option to Buy $16.25 2004-04-23 2012-04-23 3,000 6,000 Direct
Common Stock Option to Buy $16.25 2005-04-23 2012-04-23 3,000 9,000 Direct
Common Stock Option to Buy $16.25 2006-04-23 2012-04-23 3,000 12,000 Direct
Common Stock Option to Buy $16.25 2007-04-23 2012-04-23 3,000 15,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-04-23 3,000 3,000 Direct
2012-04-23 3,000 6,000 Direct
2012-04-23 3,000 9,000 Direct
2012-04-23 3,000 12,000 Direct
2012-04-23 3,000 15,000 Direct