Filing Details

Accession Number:
0001112679-12-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-05 19:45:02
Reporting Period:
2012-03-01
Filing Date:
2012-03-05
Accepted Time:
2012-03-05 19:45:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1112679 Stephen Yu C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-03-01 20,000 $0.00 54,917 No 4 A Direct
Common Stock Disposition 2012-03-02 3,546 $35.04 51,371 No 4 S Direct
Common Stock Disposition 2012-03-05 2,820 $35.01 48,551 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2012-03-01 50,000 $0.00 50,000 $35.62
Common Stock Performance Rights Acquisiton 2012-03-01 10,000 $0.00 10,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2019-03-01 No 4 A Direct
10,000 2016-03-01 No 4 A Direct
Footnotes
  1. Granted March 1, 2012, this restricted stock award vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
  2. Includes 64 shares purchased on January 31,2012, pursuant to the company's Employee Stock Purchase Plan (ESPP).
  3. Shares sold to cover tax withholdings associated with the vesting of restricted stock.
  4. Sold pursuant to Mr. Yu's 10b5-1 plan dated November 18, 2009.
  5. Shares sold on the open market are reported as an average sell price per share of $35.01; breakdown of shares sold and per share sale prices are as follows: 1,620 at $35.01 and 1,200 at $35.02.
  6. Granted March 1, 2012; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  7. The restricted stock award will vest over a period of up to four years based on the achievement of total annual (measured on a calendar year basis) adjusted pro forma operating profit performance metrics.