Filing Details
- Accession Number:
- 0001179110-12-004124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-02 18:25:14
- Reporting Period:
- 2012-03-02
- Filing Date:
- 2012-03-02
- Accepted Time:
- 2012-03-02 18:25:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184343 | W Patrick Gross | C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-03-02 | 30,000 | $43.45 | 70,000 | No | 4 | S | Indirect | By wife |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By wife |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,200 | Direct | |
| Common Stock | 25,000 | Indirect | By the Geoffrey Gross Trust |
| Common Stock | 25,000 | Indirect | By the Stephanie Gross Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $12.89 | 2016-04-03 | 20,000 | 20,000 | Direct | |
| Common Stock | Employee Stock Option | $14.75 | 2016-10-02 | 11,271 | 11,271 | Direct | |
| Common Stock | Employee Stock Option | $11.19 | 2017-10-01 | 10,272 | 10,272 | Direct | |
| Common Stock | Employee Stock Option | $11.66 | 2018-06-03 | 15,082 | 15,082 | Direct | |
| Common Stock | Employee Stock Option | $8.55 | 2019-04-28 | 21,086 | 21,086 | Direct | |
| Common Stock | Employee Stock Option | $10.70 | 2020-02-01 | 18,612 | 18,612 | Direct | |
| Common Stock | Employee Stock Option | $14.30 | 2021-02-01 | 15,012 | 15,012 | Direct | |
| Common Stock | Employee Stock Option | $42.31 | 2022-02-01 | 5,328 | 5,328 | Direct | |
| Common Stock | Restricted Stock Grant | $42.31 | 2022-02-01 | 851 | 851 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-04-03 | 20,000 | 20,000 | Direct |
| 2016-10-02 | 11,271 | 11,271 | Direct |
| 2017-10-01 | 10,272 | 10,272 | Direct |
| 2018-06-03 | 15,082 | 15,082 | Direct |
| 2019-04-28 | 21,086 | 21,086 | Direct |
| 2020-02-01 | 18,612 | 18,612 | Direct |
| 2021-02-01 | 15,012 | 15,012 | Direct |
| 2022-02-01 | 5,328 | 5,328 | Direct |
| 2022-02-01 | 851 | 851 | Direct |
Footnotes
- The holdings in this filing reflect updates based upon recent estate planning of the reporting person.
- These options became fully vested on April 3, 2008.
- These options became fully vested on October 2, 2007.
- These options became fully vested on October 1, 2008.
- These options became fully vested on June 3, 2009.
- These options became fully vested on February 18, 2010.
- These options became fully vested on February 1, 2011.
- These options became fully vested on February 1, 2012.
- These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2013.
- These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2013.
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