Filing Details
- Accession Number:
- 0001259758-12-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-01 11:29:09
- Reporting Period:
- 2011-02-28
- Filing Date:
- 2012-03-01
- Accepted Time:
- 2012-03-01 11:29:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 716133 | Cincinnati Bell Inc | CBB | Telephone Communications (No Radiotelephone) (4813) | 311056105 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259758 | G Brian Keating | 221 East Fourth Street Cincinnati OH 45202 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-02-28 | 74,015 | $3.74 | 92,947 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,746 | Indirect | By Trustee of 401k |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy | $16.43 | 2002-09-05 | 2011-09-05 | 1,000 | 1,000 | Direct |
| Common Stock | Option to Buy | $9.65 | 2002-12-04 | 2011-12-04 | 8,500 | 8,500 | Direct |
| Common Stock | Option to Buy | $5.66 | 2004-12-04 | 2013-12-04 | 51,000 | 51,000 | Direct |
| Common Stock | Option to Buy | $4.00 | 2005-12-01 | 2015-12-01 | 50,000 | 50,000 | Direct |
| Common Stock | Option to Buy | $4.74 | 2007-12-08 | 2016-12-08 | 50,000 | 50,000 | Direct |
| Common Stock | Option to Buy | $4.91 | 2008-12-07 | 2017-12-07 | 50,000 | 50,000 | Direct |
| Common Stock | Stock Appreciation Right | $1.39 | 2010-01-30 | 2019-01-30 | 28,492 | 28,492 | Direct |
| Common Stock | Option to Buy | $2.91 | 2011-01-29 | 2020-01-29 | 50,638 | 50,638 | Direct |
| Common Stock | Stock Appreciation Right | $2.54 | 2011-12-07 | 2020-12-07 | 79,429 | 79,429 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-09-05 | 1,000 | 1,000 | Direct |
| 2011-12-04 | 8,500 | 8,500 | Direct |
| 2013-12-04 | 51,000 | 51,000 | Direct |
| 2015-12-01 | 50,000 | 50,000 | Direct |
| 2016-12-08 | 50,000 | 50,000 | Direct |
| 2017-12-07 | 50,000 | 50,000 | Direct |
| 2019-01-30 | 28,492 | 28,492 | Direct |
| 2020-01-29 | 50,638 | 50,638 | Direct |
| 2020-12-07 | 79,429 | 79,429 | Direct |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2012.
- Option shares granted under the Cincinnati Bell Inc. 1997 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- Option shares granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- Stock-settled Stock Appreciation Right (SAR) granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- Cash-settled Stock Appreciation Right (SAR) granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
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