Filing Details
- Accession Number:
- 0001104659-12-014695
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-29 18:35:40
- Reporting Period:
- 2012-02-28
- Filing Date:
- 2012-02-29
- Accepted Time:
- 2012-02-29 18:35:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1315695 | Rockwood Holdings Inc. | ROC | Chemicals & Allied Products (2800) | 522277366 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1334320 | L Douglas Maine | C/O Rockwood Holdings, Inc. 100 Overlook Center Princeton NJ 08540 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2012-02-28 | 12,500 | $20.00 | 56,290 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2012-02-28 | 12,500 | $53.51 | 43,790 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Stock Options (right to buy) | Disposition | 2012-02-28 | 12,500 | $0.00 | 12,500 | $20.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-08-17 | No | 4 | M | Direct |
Footnotes
- These options were granted on August 17, 2005 and vested one third on each of the first three anniversaries of the grant date and expire on August 17, 2015.
Billionaire Hedge Funds
