Filing Details

Accession Number:
0000091142-12-000038
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-28 17:04:24
Reporting Period:
2012-02-28
Filing Date:
2012-02-28
Accepted Time:
2012-02-28 17:04:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Motors & Generators (3621) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1507959 J Robert Heideman A. O. Smith Corporate Technology Center
12100 West Park Place
Milwaukee WI 53224
Senior Vp Engineering & Tech. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-28 1,200 $23.76 1,496 No 4 M Direct
Common Stock Acquisiton 2012-02-28 3,300 $19.00 4,796 No 4 M Direct
Common Stock Disposition 2012-02-28 100 $45.35 4,696 No 4 S Direct
Common Stock Disposition 2012-02-28 100 $45.35 4,596 No 4 S Direct
Common Stock Disposition 2012-02-28 100 $45.37 4,496 No 4 S Direct
Common Stock Disposition 2012-02-28 600 $45.38 3,896 No 4 S Direct
Common Stock Disposition 2012-02-28 100 $45.38 3,796 No 4 S Direct
Common Stock Disposition 2012-02-28 100 $45.39 3,696 No 4 S Direct
Common Stock Disposition 2012-02-28 100 $45.42 3,596 No 4 S Direct
Common Stock Disposition 2012-02-28 100 $45.47 3,496 No 4 S Direct
Common Stock Disposition 2012-02-28 200 $45.50 3,296 No 4 S Direct
Common Stock Disposition 2012-02-28 300 $45.50 2,996 No 4 S Direct
Common Stock Disposition 2012-02-28 100 $45.54 2,896 No 4 S Direct
Common Stock Disposition 2012-02-28 900 $45.63 1,996 No 4 S Direct
Common Stock Disposition 2012-02-28 100 $45.63 1,896 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-02-28 1,200 $0.00 1,200 $23.76
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-02-28 3,300 $0.00 3,300 $19.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,950 2009-02-11 2018-02-11 No 4 M Direct
11,650 2010-02-09 2019-02-09 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 02/11/2008, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
  2. The employee stock options were granted on 02/09/2009, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.