Filing Details
- Accession Number:
- 0001209191-12-013572
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-28 16:45:35
- Reporting Period:
- 2012-02-24
- Filing Date:
- 2012-02-28
- Accepted Time:
- 2012-02-28 16:45:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 31277 | Eaton Corp | ETN | Misc Industrial & Commercial Machinery & Equipment (3590) | 340196300 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188585 | M Alexander Cutler | Eaton Center 1111 Superior Ave. Cleveland OH 44114 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2012-02-24 | 9,166 | $0.00 | 499,572 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2012-02-24 | 3,846 | $52.09 | 495,726 | No | 4 | F | Direct | |
| Common Shares | Acquisiton | 2012-02-27 | 5,772 | $17.33 | 501,498 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2012-02-27 | 1,908 | $52.40 | 499,590 | No | 4 | F | Direct | |
| Common Shares | Acquisiton | 2012-02-27 | 475,538 | $29.54 | 975,128 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2012-02-27 | 505,090 | $52.05 | 470,038 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Restricted Stock Units | Disposition | 2012-02-24 | 9,166 | $0.00 | 9,166 | $0.00 |
| Common Shares | Stock Option | Disposition | 2012-02-27 | 5,772 | $0.00 | 5,772 | $17.33 |
| Common Shares | Stock Option | Disposition | 2012-02-27 | 475,538 | $0.00 | 475,538 | $29.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,168 | No | 4 | M | Direct | ||
| 0 | 2004-02-25 | 2013-02-25 | No | 4 | M | Direct |
| 8,462 | 2005-02-24 | 2014-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 2,000 | Indirect | by son |
| Common Shares | 37,028 | Indirect | by trustee of ESP |
Footnotes
- These shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- These shares were delivered to the issuer to pay for the applicable option exercise price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $51.82 - $52.39. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- These shares are held in the Eaton Savings Plan.
- This field is not applicable.
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