Filing Details

Accession Number:
0001140361-12-011472
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-28 16:23:16
Reporting Period:
2012-02-24
Filing Date:
2012-02-28
Accepted Time:
2012-02-28 16:23:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912093 Jds Uniphase Corp JDSU Semiconductors & Related Devices (3674) 942579683
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220778 H Thomas Waechter C/O Jds Uniphase Corporation
430 N Mccarthy Boulevard
Milpitas CA 95035
Chief Exec. Officer & Pres. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-02-24 4,749 $14.04 0 No 4 S Direct
Common Stock Acquisiton 2012-02-24 150,000 $3.65 150,000 No 4 M Direct
Common Stock Disposition 2012-02-24 150,000 $14.07 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (right to buy) Disposition 2012-02-24 150,000 $0.00 150,000 $3.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-01-01 2017-01-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to a Rule 10b5-1 Stock Trading Plan.
  2. Exercise of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.97 to $14.10, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.97 to $14.29, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.