Filing Details

Accession Number:
0001104659-12-013429
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-27 20:44:29
Reporting Period:
2012-02-24
Filing Date:
2012-02-27
Accepted Time:
2012-02-27 20:44:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
837173 Walter Energy Inc. WLT Bituminous Coal & Lignite Mining (1220) 133429953
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1387654 H Earl Doppelt 3000 Riverchase Galleria
Suite 1700
Birmingham AL 35244
Sr Vp - General Counsel & Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-24 15,000 $65.52 21,106 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Represents the weighted average purchase price for price increments ranging from $65.31 to $65.88. The Reporting Person will undertake to provide, upon request of the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
  2. Includes 26.04 shares held by Reporting Person under Employee Stock Purchase Plan, an award of Restricted Stock Units which vest in 3 equal annual installments beginning 1/09/2012, subject to continued employment and an award of Restricted Stock Units which vest on 1/09/2015, subject to continued employment