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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2012-02-27 18:36:09
Reporting Period:
Filing Date:
Accepted Time:
2012-02-27 18:36:09
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1183186 National Financial Partners Corp NFP Insurance Agents, Brokers & Service (6411) 134029115
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1444306 Donna Blank National Financial Partners Corp.
340 Madison Avenue, 20Th Floor
New York NY 10173
Evp, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-24 15,888 $0.00 91,842 No 4 M Direct
Common Stock Disposition 2012-02-24 23 $16.00 91,819 No 4 S Direct
Common Stock Disposition 2012-02-27 5,000 $15.73 86,819 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2012-02-24 16,093 $0.00 16,093 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-24 15,888 $0.00 15,888 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,888 No 4 F Direct
0 No 4 M Direct
  1. The restricted stock units ("RSUs") vest in two installments; two-thirds vested on February 24, 2011 and one-third vested on February 24, 2012. 16,093 of the RSUs that vested on February 24, 2012 were withheld for payment of taxes and 15,888 were immediately settled for shares of Issuer's Common Stock.
  2. This transaction was executed in multiple trades at prices ranging from $15.69 to $15.7795. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Each RSU represents a contingent right to receive one share of Issuer's Common Stock.