Filing Details
- Accession Number:
- 0001181431-12-012264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-27 18:36:09
- Reporting Period:
- 2012-02-24
- Filing Date:
- 2012-02-27
- Accepted Time:
- 2012-02-27 18:36:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1183186 | National Financial Partners Corp | NFP | Insurance Agents, Brokers & Service (6411) | 134029115 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444306 | Donna Blank | National Financial Partners Corp. 340 Madison Avenue, 20Th Floor New York NY 10173 | Evp, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-24 | 15,888 | $0.00 | 91,842 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-24 | 23 | $16.00 | 91,819 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-27 | 5,000 | $15.73 | 86,819 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2012-02-24 | 16,093 | $0.00 | 16,093 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2012-02-24 | 15,888 | $0.00 | 15,888 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,888 | No | 4 | F | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- The restricted stock units ("RSUs") vest in two installments; two-thirds vested on February 24, 2011 and one-third vested on February 24, 2012. 16,093 of the RSUs that vested on February 24, 2012 were withheld for payment of taxes and 15,888 were immediately settled for shares of Issuer's Common Stock.
- This transaction was executed in multiple trades at prices ranging from $15.69 to $15.7795. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
Billionaire Hedge Funds
