Filing Details

Accession Number:
0001140361-12-011288
Form Type:
5
Zero Holdings:
No
Publication Time:
2012-02-27 18:03:14
Reporting Period:
2011-09-30
Filing Date:
2012-02-27
Accepted Time:
2012-02-27 18:03:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357971 Energy Services Of America Corp ESA Water, Sewer, Pipeline, Comm & Power Line Construction (1623) 204606266
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270979 V Douglas Reynolds 100 Industrial Lane
Huntington WV 25702
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2008-08-15 442,891 $0.00 1,207,891 No 4 J Direct
Common Stock Disposition 2010-12-28 21,150 $4.60 1,166,741 No 4 S Direct
Common Stock Disposition 2010-12-31 511 $4.60 1,153,230 No 4 S Direct
Common Stock Acquisiton 2011-09-28 9,049 $0.00 1,162,279 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Disposition 2011-09-28 76,924 $0.00 76,924 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-08-29 2011-10-12 No 4 D Direct
Footnotes
  1. On August 15, 2008, Energy Services Acquisition Corp. (ESA) acquired C.J. Hughes Construction Company, Inc. (CJ) by issuing 6,434.7 shares of ESA for each share of CJ. The reporting person owned 68.82858 shares of CJ that were converted to 442,891 shares of ESA.
  2. This filing is to correct the number of shares sold, as erroneously reported on December 28, 2010 as 21,500 shares.
  3. This filing is to correct the number of shares sold, as erroneously report on January 3, 2011 as 4,661 shares.
  4. The reporting person acquired 9,049 shares of common stock pursuant to an exchange offer whereby 8 1/2 warrants were exchanged for one share of common stock.