Filing Details
- Accession Number:
- 0001206774-12-000811
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-24 19:28:17
- Reporting Period:
- 2012-02-23
- Filing Date:
- 2012-02-24
- Accepted Time:
- 2012-02-24 19:28:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254090 | Shin Wei Tsay | C/O Alliance Fiber Optic Products, Inc. 275 Gibraltar Drive Sunnyvale CA 94089 | Svp, Product Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-02-23 | 2,368 | $9.40 | 14,669 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-23 | 250 | $9.37 | 14,419 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-23 | 500 | $9.30 | 13,919 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-23 | 82 | $9.28 | 13,837 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-23 | 300 | $9.27 | 13,537 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-23 | 6,500 | $9.25 | 7,037 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right to buy) | Acquisiton | 2012-02-23 | 10,000 | $4.50 | 10,000 | $4.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,037 | 2006-11-01 | 2015-11-07 | No | 4 | M | Direct |
Footnotes
- The total 10,000 shares of common stock were granted on November 11, 2005 and vest in four equal installments beginning on November 1, 2006
- Share amounts and exercise price reflect a 1-for-5 reverse split of the common stock effected on August 27, 2010.
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