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Filing Details

Accession Number:
0001181431-12-011719
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-02-24 17:42:47
Reporting Period:
2012-02-16
Filing Date:
2012-02-24
Accepted Time:
2012-02-24 17:42:47
Original Submission Date:
2012-02-21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1183186 National Financial Partners Corp NFP Insurance Agents, Brokers & Service (6411) 134029115
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472500 Edward O'malley National Financial Partners Corp.
1250 Capital Of Texas Hwy S.
Austin TX 78746
Svp Nfp No Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-16 7,237 $0.00 25,560 No 4 M Direct
Common Stock Acquisiton 2012-02-16 2,469 $0.00 28,029 No 4 M Direct
Common Stock Acquisiton 2012-02-16 2,069 $0.00 30,098 No 4 M Direct
Common Stock Disposition 2012-02-17 6,000 $16.30 24,098 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2012-02-16 2,603 $0.00 2,603 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 7,237 $0.00 7,237 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 888 $0.00 888 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 2,469 $0.00 2,469 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 745 $0.00 745 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 2,069 $0.00 2,069 $0.00
Common Stock Restricted Stock Units Acquisiton 2012-02-16 7,958 $0.00 7,958 $0.00
Common Stock Restricted Stock Units Acquisiton 2012-02-16 12,732 $0.00 12,732 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,237 No 4 F Direct
0 No 4 M Direct
5,826 No 4 F Direct
3,357 No 4 M Direct
7,697 No 4 F Direct
5,628 No 4 M Direct
7,958 No 4 A Direct
12,732 No 4 A Direct
Footnotes
  1. The restricted stock units ("RSUs") vest in three equal annual installments commencing February 16, 2010. 2,603 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 7,237 were immediately settled for shares of Issuer's Common Stock.
  2. The RSUs vest in three equal annual installments commencing February 16, 2011. 888 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 2,469 were immediately settled for shares of Issuer's Common Stock.
  3. The RSUs vest in three equal annual installments commencing February 16, 2012. 745 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 2,069 were immediately settled for shares of Issuer's Common Stock.
  4. This transaction was executed in multiple trades at prices ranging from $16.28 to $16.32. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
  6. The RSUs vest in three equal annual installments commencing February 16, 2013. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.