Filing Details
- Accession Number:
- 0001209191-12-012984
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-24 17:23:54
- Reporting Period:
- 2012-02-23
- Filing Date:
- 2012-02-24
- Accepted Time:
- 2012-02-24 17:23:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1430592 | Financial Engines Inc. | FNGN | Investment Advice (6282) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1486181 | W. Garry Hallee | 1804 Embarcadero Road Palo Alto CA 94303 | Evp, Technology & Svc Delivery | No | Yes | No | No |
Transaction Summary
| Sold: | 25,413 shares | Avg. Price: $25.00 | Total Value: $635,325.00 |
| Number of Shares After Transactions: | 76,558 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-02-23 | 10,000 | $25.00 | 76,558 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-23 | 6,471 | $4.25 | 83,029 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-23 | 6,471 | $25.00 | 76,558 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-23 | 5,413 | $3.00 | 81,971 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-23 | 5,413 | $25.00 | 76,558 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-23 | 3,529 | $7.50 | 80,087 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-23 | 3,529 | $25.00 | 76,558 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-23 | 6,471 | $0.00 | 6,471 | $4.25 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-23 | 5,413 | $0.00 | 5,413 | $3.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-23 | 3,529 | $0.00 | 3,529 | $7.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-03-23 | No | 4 | M | Direct | |
| 0 | 2014-01-30 | No | 4 | M | Direct | |
| 123,138 | 2016-09-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 39,066 | Indirect | The Hallee Living Trust |
Footnotes
- The sale reported in this Form 4 was effected persuant to a 10b5-1 trading plan adopted by the reporting person on May 12, 2011.
- The option award is fully vested.
Billionaire Hedge Funds
