Filing Details

Accession Number:
0001181431-12-011273
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-23 17:03:33
Reporting Period:
2012-02-22
Filing Date:
2012-02-23
Accepted Time:
2012-02-23 17:03:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133421 Northrop Grumman Corp NOC Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 954840775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1413305 W. Gary Ervin 2980 Fairview Park Drive
Falls Church VA 22042
Corp Vp & Pres Aerospace Sys No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-02-22 20,435 $60.08 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,918 Indirect See footnote
Common Stock 10,154 Indirect Trustee: G&M Ervin Family Trust dated 5/27/06
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock SEP Units $0.00 12,398 12,398 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
12,398 12,398 Direct
Footnotes
  1. Represents the weighted average sale price of $60.08 rounded to the nearest hundredth. The highest price at which the shares sold was $60.12 and the lowest price at which the shares sold was $60.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Held in the Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of February 3, 2012. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
  3. SEP units credited under the Northrop Grumman Savings Excess Plan (the "SEP Plan"), a non-qualified deferred compensation plan, as of February 13, 2012. The value of each unit is based on the price of Issuer common stock, although share totals with respect to the SEP Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
  4. SEP units are payable in cash following termination of the Reporting Person's employment with the Issuer.