Filing Details

Accession Number:
0001225208-12-005212
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-23 16:17:07
Reporting Period:
2012-02-21
Filing Date:
2012-02-23
Accepted Time:
2012-02-23 16:17:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001288 Lexmark International Inc LXK Computer & Office Equipment (3570) 061308215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218799 L Jeri Isbell One Lexmark Centre Drive
740 West New Circle Road
Lexington KY 40550
Vp Of Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2012-02-21 1,218 $38.03 39,600 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 18,593 Indirect By 401(k)
Class A Common Stock 9,410 Indirect By Personal Trust
Class A Common Stock 672 Indirect By Trust
Footnotes
  1. Shares sold pursuant to a Rule 10b5-1 plan to cover the tax liabilities related to the vesting and settlement of restricted stock units (RSUs) and associated dividend equivalent units (DEUs) held by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.03 to $38.0342, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. 30,812 of these securities are RSUs and earned performance-based RSUs (PRSUs), including associated DEUs, which were granted to the Reporting Person as follows: (i) 3,291 RSUs granted on February 20, 2009; (ii) 9,470 RSUs granted on February 23, 2010; (iii) 14,062 PRSUs earned on February 23, 2011; and (iv) 3,989 RSUs granted on February 23, 2011.
  4. Held by three individual trusts, of which the Reporting Person is the Trustee and the beneficiaries of which are her children. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.