Filing Details
- Accession Number:
- 0001140361-12-010302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-23 14:13:21
- Reporting Period:
- 2012-02-21
- Filing Date:
- 2012-02-23
- Accepted Time:
- 2012-02-23 14:13:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912093 | Jds Uniphase Corp | JDSU | Semiconductors & Related Devices (3674) | 942579683 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510422 | R Andrew Pollack | C/O Jds Uniphase Corporation 430 N Mccarthy Boulevard Milpitas CA 95035 | Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-21 | 3,334 | $3.56 | 3,927 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-21 | 3,927 | $14.79 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-21 | 9,633 | $5.87 | 9,633 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-21 | 9,633 | $15.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right-to-buy) | Disposition | 2012-02-21 | 3,334 | $0.00 | 3,334 | $3.56 |
| Common Stock | Non-qualified stock option (right-to-buy) | Disposition | 2012-02-21 | 9,633 | $0.00 | 9,633 | $5.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-15 | 2017-02-15 | No | 4 | M | Direct |
| 9,634 | 2011-08-15 | 2017-08-15 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.
- Shares sold pursuant to a Rule 10b5-1 Stock Trading Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.53 to $14.99, inclusive. The reporting person undertakes to provide to Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
Billionaire Hedge Funds
