Filing Details
- Accession Number:
- 0000897101-12-000249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-22 16:26:30
- Reporting Period:
- 2011-02-17
- Filing Date:
- 2012-02-22
- Accepted Time:
- 2012-02-22 16:26:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88790 | Intricon Corp | IIN | Electronic Components & Accessories (3670) | 231069060 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1361544 | Christopher Conger | C/O Intricon Corporation 1260 Red Fox Road Arden Hills MN 55112 | Vice President, R & D | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-02-17 | 4,200 | $3.90 | 795 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-21 | 7,500 | $2.35 | 8,295 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-21 | 7,500 | $2.45 | 15,795 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-21 | 7,500 | $0.00 | 7,500 | $2.35 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-21 | 7,500 | $0.00 | 7,500 | $2.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-12-14 | No | 4 | M | Direct | |
| 0 | 2015-07-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,400 | Indirect | By wife through retirement account |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.80 to $3.93, inclusive. The reporting person undertakes to provide to IntriCon Corporation, any security holder of IntriCon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- This option is fully vested and may be immediately exercised.
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