Filing Details

Accession Number:
0001435933-12-000006
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-02-22 11:23:48
Reporting Period:
2011-11-08
Filing Date:
2012-02-22
Accepted Time:
2012-02-22 11:23:48
Original Submission Date:
2011-11-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1072847 Tower Financial Corp TOFC State Commercial Banks (6022) 352051170
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521834 L. Wendell Bontrager 116 East Berry Street
Fort Wayne IN 46802
Evp, Chief Lending Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-11-08 500 $8.50 1,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,244 Indirect By 401(k) Plan
Footnotes
  1. This form is being filed to correct a scrivener's error of reporting the transaction as an acquisition on the original Form 4 dated 11/9/2011.
  2. From the date of the initial Form 3 filing on 5/19/2011 and the date of this Form 4 filing, 22 shares were disposed of automatically by the Plan Adminstrator to pay fees on the reporting person's 401(k) account. The information in this report is based on a Plan Statement dated September 30, 2011.