Filing Details

Accession Number:
0001181431-12-010513
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-21 17:13:06
Reporting Period:
2012-02-16
Filing Date:
2012-02-21
Accepted Time:
2012-02-21 17:13:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1183186 National Financial Partners Corp NFP Insurance Agents, Brokers & Service (6411) 134029115
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1353145 N Michael Goldman National Financial Partners Corp.
340 Madison Avenue, 20Th Fl
New York NY 10173
Evp Mergers & Acquisitions No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-16 22,398 $0.00 103,060 No 4 M Direct
Common Stock Acquisiton 2012-02-16 5,883 $0.00 108,943 No 4 M Direct
Common Stock Acquisiton 2012-02-16 4,483 $0.00 113,426 No 4 M Direct
Common Stock Disposition 2012-02-16 12,500 $16.04 100,926 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2012-02-16 14,502 $0.00 14,502 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 22,398 $0.00 22,398 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 5,027 $0.00 5,027 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 5,883 $0.00 5,883 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 3,831 $0.00 3,831 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 4,483 $0.00 4,483 $0.00
Common Stock Restricted Stock Units Acquisiton 2012-02-16 26,738 $0.00 26,738 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,398 No 4 F Direct
0 No 4 M Direct
16,793 No 4 F Direct
10,910 No 4 M Direct
21,111 No 4 F Direct
16,628 No 4 M Direct
26,738 No 4 A Direct
Footnotes
  1. The restricted stock units ("RSUs") vest in three equal annual installments commencing February 16, 2010. 14,502 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 22,398 were immediately settled for shares of Issuer's Common Stock.
  2. Includes shares acquired through participation in Issuer's Employee Stock Purchase Plan.
  3. Includes shares acquired through dividend reinvestment.
  4. The RSUs vest in three equal annual installments commencing February 16, 2011. 5,027 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 5,883 were immediately settled for shares of Issuer's Common Stock.
  5. The RSUs vest in three equal annual installments commencing February 16, 2012. 3,831of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 4,483 were immediately settled for shares of Issuer's Common Stock.
  6. This transaction was executed in multiple trades at prices ranging from $16.00 to $16.08. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  7. Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
  8. The RSUs vest in three equal annual installments commencing February 16, 2013. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.