Filing Details

Accession Number:
0001181431-12-010511
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-21 17:11:14
Reporting Period:
2012-02-16
Filing Date:
2012-02-21
Accepted Time:
2012-02-21 17:11:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1183186 National Financial Partners Corp NFP Insurance Agents, Brokers & Service (6411) 134029115
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1431845 E Stancil Barton National Financial Partners Corp.
1250 Capital Of Texas Hwy S, Ste 125
Austin TX 78746
Evp, Gc, Sec'y & Cco No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-16 13,569 $0.00 54,060 No 4 M Direct
Common Stock Acquisiton 2012-02-16 4,073 $0.00 58,133 No 4 M Direct
Common Stock Acquisiton 2012-02-16 3,198 $0.00 61,331 No 4 M Direct
Common Stock Disposition 2012-02-16 8,000 $16.00 53,331 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2012-02-16 4,881 $0.00 4,881 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 13,569 $0.00 13,569 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 1,466 $0.00 1,466 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 4,073 $0.00 4,073 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 1,151 $0.00 1,151 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-16 3,198 $0.00 3,198 $0.00
Common Stock Restricted Stock Units Acquisiton 2012-02-16 12,732 $0.00 12,732 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,569 No 4 F Direct
0 No 4 M Direct
9,612 No 4 F Direct
5,539 No 4 M Direct
11,896 No 4 F Direct
8,698 No 4 M Direct
12,732 No 4 A Direct
Footnotes
  1. The restricted stock units ("RSUs") vest in three equal annual installments commencing February 16, 2010. 4,881 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 13,569 were immediately settled for shares of Issuer's Common Stock.
  2. Includes shares acquired through participation in Issuer's Employee Stock Purchase Plan.
  3. Includes shares acquired through dividend reinvestment.
  4. The RSUs vest in three equal annual installments commencing February 16, 2011. 1,466 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 4,073 were immediately settled for shares of Issuer's Common Stock.
  5. The RSUs vest in three equal annual installments commencing February 16, 2012. 1,151 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 3,198 were immediately settled for shares of Issuer's Common Stock.
  6. Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
  7. The RSUs vest in three equal annual installments commencing February 16, 2013. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.