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Home > Insider Trading > Filing (0000018230-12-000069)

Filing Details

Accession Number:: 0000018230-12-000069
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-02-21 16:17:51
Reporting Period:: 2012-02-21

Filing Date:: 2012-02-21
Accepted Time:: 2012-02-21 16:17:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
18230	Caterpillar Inc	CAT	Construction Machinery & Equip (3531)	370602744

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1171774	P Richard Lavin	100 N.e. Adams Street Peoria IL 61629	Group President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Disposition	2012-02-21	7,000	$114.73	80,048	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common	4	Indirect	Custodian for Daughter

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Phantom Stock Units	$0.00			36	21,074	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	36	21,074	Direct

Footnotes

This amount includes 14,171 shares in 401K and 301 shares in dividend reinvestment.
Security converts to common stock on a one-for-one basis.
The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service.