Filing Details
- Accession Number:
- 0000009984-12-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-21 15:27:19
- Reporting Period:
- 2012-02-17
- Filing Date:
- 2012-02-21
- Accepted Time:
- 2012-02-21 15:27:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1307654 | Patrick Dempsey | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Sr Vp, Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-17 | 9,000 | $18.63 | 156,346 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-17 | 11,392 | $11.45 | 167,738 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-17 | 20,392 | $28.00 | 147,346 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option-RIght to Buy | Disposition | 2012-02-17 | 9,000 | $0.00 | 9,000 | $18.63 |
| Common Stock | Stock Option-Right to Buy | Disposition | 2012-02-17 | 11,392 | $0.00 | 11,392 | $11.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2016-02-15 | No | 4 | M | Direct | |
| 28,466 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,063 | Indirect | By Company's 401(k) Plan |
Footnotes
- Transaction is made in accordance with a 10b5-1 Plan.
- Includes balances of 1016 Restricted Stock Units granted 10/5/07, 7126 granted 2/10/09, 17440 granted 2/10/09, 5927 granted 2/8/10, 5900 granted 2/9/2011 and 7100 granted 2/8/12, and 5900 Performance Share Awards granted 2/9/11 and 11800 granted 2/8/12, that are subject to forfeiture if certain events occur.
- The options vest in three equal installments on August 15, 2007, 2008 and 2009.
- 1 for 1.
- The options vest in three equal installments on August 10, 2010, 2011 and 2012.
Billionaire Hedge Funds
