Filing Details

Accession Number:
0001127602-12-006988
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-21 14:06:17
Reporting Period:
2012-02-16
Filing Date:
2012-02-21
Accepted Time:
2012-02-21 14:06:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
66740 3M Co MMM Surgical & Medical Instruments & Apparatus (3841) 410417775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1328535 Cheol Hak Shin 3M Center
St. Paul MN 55144-1000
Exec Vp International No Yes No No
Transaction Summary
Sold: 10,379 shares Avg. Price: $87.49 Total Value: $908,109.39
Number of Shares After Transactions: 24,726 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-16 15,800 $64.50 46,616 No 4 M Direct
Common Stock Disposition 2012-02-16 11,626 $87.65 34,990 No 4 F Direct
Common Stock Disposition 2012-02-16 1,781 $87.65 33,209 No 4 F Direct
Common Stock Acquisiton 2012-02-16 11,236 $61.85 44,445 No 4 M Direct
Common Stock Disposition 2012-02-16 7,928 $87.65 36,517 No 4 F Direct
Common Stock Disposition 2012-02-16 1,412 $87.65 35,105 No 4 F Direct
Common Stock Disposition 2012-02-16 5,900 $87.49 29,205 No 4 S Direct
Common Stock Disposition 2012-02-16 1,239 $87.49 27,966 No 4 S Direct
Common Stock Disposition 2012-02-16 2,262 $87.50 25,704 No 4 S Direct
Common Stock Disposition 2012-02-16 462 $87.51 25,242 No 4 S Direct
Common Stock Disposition 2012-02-16 216 $87.52 25,026 No 4 S Direct
Common Stock Disposition 2012-02-16 100 $87.52 24,926 No 4 S Direct
Common Stock Disposition 2012-02-16 200 $87.53 24,726 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2012-02-16 15,800 $0.00 15,800 $64.50
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2012-02-16 11,236 $0.00 11,236 $61.85
Common Stock Non-qualified Stock Option (Right to Buy) Acquisiton 2012-02-16 9,340 $87.65 9,340 $87.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-05-15 2012-05-14 No 4 M Direct
0 2004-05-14 2013-05-12 No 4 M Direct
9,340 2012-08-16 2013-05-13 No 4 A Direct
Footnotes
  1. This Form is being filed to report the exercise of two 3M stock options for a total of 27,036 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of these stock swaps, the reporting person acquired ownership of an additional 4,289 shares of 3M common stock. As a result of this transaction, 3,193 shares were sold to pay withholding taxes to the respective government agencies.