Filing Details

Accession Number:
0000091142-12-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-21 12:41:17
Reporting Period:
2012-02-16
Filing Date:
2012-02-21
Accepted Time:
2012-02-21 12:41:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Motors & Generators (3621) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236625 M Bruce Smith A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-02-16 2,990 $46.00 16,941 No 4 S Indirect In trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect In trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,973 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 0 20,823 Direct
Common Stock Class A Common Stock $0.00 0 118,891 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 20,823 Direct
0 118,891 Indirect
Footnotes
  1. Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
  2. The reporting person beneficially owns these shares as settlor of a revocable family trust.
  3. The Plan permits the participant/receipient to defer receipt of the award, and Mr. Smith has made a deferral.
  4. The Phantom Stock receives a quarterly dividend. The total amount of the dividends received was 73 shares of Phantom Stock.
  5. 1 for 1
  6. Convertible at any time
  7. None