Filing Details

Accession Number:
0001010549-12-000174
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-02-17 17:41:44
Reporting Period:
2012-02-15
Filing Date:
2012-02-17
Accepted Time:
2012-02-17 17:41:44
Original Submission Date:
2012-02-17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793306 Blue Dolphin Energy Co BDCO Crude Petroleum & Natural Gas (1311) 731268729
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1284154 P Jonathan Carroll C/O Blue Dolphin Energy Company
801 Travis Street, Suite 2100
Houston TX 77002
Ceo & President No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2009-03-17 142 $2.38 142 No 4 P Direct
Common Stock Acquisiton 2012-02-15 8,393,560 $8.71 8,393,702 No 4 J Indirect Lazarus Energy Holdings.LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 J Indirect Lazarus Energy Holdings.LLC
Footnotes
  1. Represents shares issued to Lazarus Energy Holdings, LLC, a Delaware limited liability corporation ("LEH"), pursuant to a Purchase and Sale Agreement dated July 12, 2011 by and among LEH, LEH's wholly-owned subsidiaries and Blue Dolphin Energy Company ("Blue Dolphin") whereby Blue Dolphin acquired Lazarus Energy, LLC (the "Acquisition"). The Acquisition closed on February 15, 2012. As a result of the common stock issued as part of the Acquisition, LEH owns 80% of Blue Dolphin's outstanding common stock. Jonathan P. Carroll is Director / Manager of LEH.