Filing Details

Accession Number:
0001181431-12-009838
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-17 13:21:08
Reporting Period:
2012-02-15
Filing Date:
2012-02-17
Accepted Time:
2012-02-17 13:21:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1408278 Synacor Inc. SYNC Services-Computer Programming, Data Processing, Etc. (7370) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1055565 T Steven Stull 909 Poydras Street, Suite 2230
New Orleans LA 70112
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-15 2,795,638 $0.00 2,795,638 No 4 C Indirect by Limited Partnership
Common Stock Disposition 2012-02-15 237,940 $5.00 2,557,698 No 4 S Indirect by Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect by Limited Partnership
No 4 S Indirect by Limited Partnership
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Convertible Preferred Stock Series A-1 Disposition 2012-02-15 855,516 $0.00 855,516 $0.00
Common Stock Convertible Preferred Stock Series B Disposition 2012-02-15 993,750 $0.00 993,750 $0.00
Common Stock Convertible Preferred Stock Series C Disposition 2012-02-15 946,372 $0.00 946,372 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Immediately prior to the closing of the issuer's initial public offering on February 15, 2012, all of issuer's outstanding preferred stock converted into issuer common stock in accordance with the terms disclosed in the issuer's Registration Statement on Form S-1.
  2. Reflects a 1-for-2 reverse stock split which became effective immediately prior to the effectiveness of the issuer's registration statement on February 9, 2012.
  3. These securities are held by two limited partnerships, neither of which beneficially owns more than 10% of the issuer's outstanding securities. Each of these limited partnerships is managed by its own general partner. As the majority owner of both of these general partners, the reporting person shares voting and investment power over these securities and therefore may be deemed to beneficially own such shares. The reporting person disclaims beneficial ownership in the shares except to the extent of his pecuniary interest therein.
  4. These shares were sold in the issuer's initial public offering that closed on February 15, 2012. This sale price reflects the offering price; the share price received will be reduced by the underwriters' commission of $0.35 per share.