Filing Details
- Accession Number:
- 0001179110-12-002897
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-17 11:57:03
- Reporting Period:
- 2012-02-15
- Filing Date:
- 2012-02-17
- Accepted Time:
- 2012-02-17 11:57:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 877890 | Citrix Systems Inc | CTXS | Services-Prepackaged Software (7372) | 752275152 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1033501 | M Stephen Dow | C/O Sevin Rosen Funds 13455 Noel Road, Suite 1670 Dallas TX 75240 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-15 | 5,337 | $10.26 | 5,337 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-15 | 30,843 | $8.70 | 36,180 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-15 | 7,630 | $42.62 | 43,810 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-15 | 30,843 | $75.00 | 12,960 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-15 | 7,630 | $75.00 | 5,337 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-15 | 5,337 | $75.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | Acquisiton | 2012-02-15 | 5,337 | $10.26 | 5,337 | $10.26 |
| Common Stock | Stock Option (Right To Buy) | Acquisiton | 2012-02-15 | 7,630 | $42.62 | 7,630 | $42.62 |
| Common Stock | Stock Option (Right To Buy) | Acquisiton | 2012-02-15 | 30,843 | $8.70 | 30,843 | $8.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,337 | 2002-07-04 | 2012-06-04 | No | 4 | M | Direct |
| 43,810 | 2002-12-07 | 2012-11-01 | No | 4 | M | Direct |
| 36,180 | 2007-12-01 | 2012-11-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 317,750 | Indirect | See Footnote |
| Common Stock | 20,665 | Direct |
Footnotes
- This sale was made pursuant to a Rule 10b50-1 plan adopted by the Reporting Person.
- Total common shares of 317,750 represents 260,250 common shares held by the Dow Family Trust ("Dow Trust"), 50,000 shares held by Dow Investments II L.P. ("Dow Investments") and 7,500 shares held by Dow Investments L.P. ("Dow L.P."). The Dow Trust is the General Partner of Dow Investments. Steve Dow ("Dow") is a trustee and beneficiary of the Dow Trust. Dow is a general partner of Dow L.P. and is deemed to have sold dispositive power over the shares with no pecuniary interest.
- Stock options vest in equal monthly installments over a period of one year.
- Options have a graded vesting schedule. Date exercisable will vary for each vesting tranche.
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